Variable Annuity Compliance Solution
Lansare's post-sale compliance solution for variable annuities monitors sales and transaction activity across a multi-product, distributed sales network.
Both captive and independant broker dealers use Lansare to ensure that the following issues are in 'good-order' thorughout the life of a variable annuity contract.
Sub-Account Compliance
Monitoring and analysis at the sub-account, or fund level, for variable annuities.
Sub Account Compliance Issues - Learn More
Sales Practices
Provide analysis of new business by advisor for a selected date range, by critical age buckets, trends, and suspicious activity.
Sales Practice Compliance Issues - Learn More
We support complex data needs including multi-carrier, multi-product, customer demographic, risk profile and other third-party data sources. The Lansare Compliance Platform ties seamlessly with front-end and Straight-Through Processing initiatives, and will simplify your post-sale compliance and surveillance activities.
Example Monitoring Scenarios
- Sale of variable products to seniors
- Product, age and sub-account concentration analysis by Advisor, Branch and firm
- 1035 exchange activity across the entire book
- Automated alerts for suspicious transaction activity